Neal Auction - Arms & Armor - April 16, 2021

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Neal Auction Important Arms & Armor, Books & Manuscripts

Spring Estates Auction April 16, 17 & 18, 2021 Offered on these online auction platforms:

LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935


COLLECTION OF

DEMETRIUS S. SPANOS, MD JONESBORO, AR Neal Auction Company is pleased to present select objects from the collection of Demetrius S. Spanos, MD, Jonesboro, Arkansas. With his parents Eleftheria and Spyridon, Demetrius Spanos (1960-2019) emigrated from Greece to the United States when he was six-years old. While his parents found work in factories and grocery stores, Demetrius taught himself English and dreamed of becoming a doctor one day—an aspiration that he would eventually achieve through unyielding dedication and hard work. His was truly the America Dream. As a neurologist, Demetrius found delight and respite in reading and became deeply passionate about history. As a Greek, Demetrius knew of the devasting impacts of the Axis occupation on his family during World War II. It was their stories that drove his passion to study history, historical patterns, and war. The more he studied, the more his passion evolved. Eventually, Demetrius began collecting art, historical artifacts, books, and manuscripts so that he could touch, feel and explore their histories. And with each new acquisition, another passion grew— Demetrius found joy in teaching others and, to those who inquired, would humbly recount the history surrounding the various pieces from his collection. Demetrius would be proud to know that his objects are being sold so that another can touch, cherish and learn from them as he did.

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Session One Friday, April 16, 2 p.m.


1. European Bronze Spearhead, Middle Bronze Age, c. 1400‑1200 BCE, leaf‑shaped blade tapering to sharp tip, with pronounced peaked mid‑rib flanked by stippling, hollow rounded shaft with raised diamond‑shaped protrusion on each side with incised details, hatching along shaft edge, h. 7 3/16 in. (Sold as art.) [$6000/8000] Provenance: Frederick Schultz, New York, Power Tools: The Stone Age and Bronze Age in North Europe, no. 1, 1996; Christie’s, New York, June 5, 1998, lot 106; Private Collector; Christie’s, New York, “Antiquities” June 8, 2012, lot 70; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

3. European Bronze Sword, Bronze Age, c. 1100‑900 BCE, cast in one piece, blade with raised mid‑rib framed by deep parallel ridges, gently flaring from tip, hilt oval in section with series of concentric ridges toward conical pommel, l. 22 3/4 in. (Sold as art.) [$7000/10000] Provenance: New York Art Market, 1993; Christie’s, New York, “Antiquities” June 8, 2005, lot 72; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

2. South Central European Bronze Sword, Bronze Age, c. 1200 BCE, of Riegsee‑type, blade inserted into separately‑cast hilt, blade flaring to its widest point approximately one‑third of length from tip, with mid‑rib framed by finely engraved parallel lines on either side, hilt nearly square in section and incised with concentric grooves, S’s, and rows of short lines, knobbed pommel similarly incised, l. 24 5/8 in. (Sold as art.) [$7000/10000] Provenance: Swiss Private Collection, 1991; Frederick Schultz Ancient Art, New York, 1997; Christie’s, New York, “Antiquities” June 8, 2005, lot 70; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

4. Medieval Sword of Viking Type, Petersen Type X, 10th/11th c., in excavated condition, broad tapering double‑edged blade with shallow fuller over most of length on each side to point, slightly arched quillions of tapering rectangular section, flat slightly tapering tang flattened to form a button over top of pommel, unusual pommel of tapered semi‑circular form, blade l. 29 1/4 in. (Sold as art.) [$4000/6000] Provenance: Bonhams, London, “Antique Arms & Armour” July 23, 2015, lot 166, Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to Bonhams’ catalogue: “For a sword of somewhat similar form, with the exception of the pommel, in the Soumen Kansallismuse, Helsinki (NM 2033:1), see Ian Peirce, Swords of the Viking Age, 2002, p. 122” and “Quillons of similar form are found in Viking graves of the 10th Century and were referred to by the Vikings as ‘Gaddhjalt’ (spike hilt).”

5. Medieval Sword of Oakeshott Type XII, late 13th/early 14th c., in excavated condition, broad tapering double‑edged blade of flattened diamond section with shallow central fuller over half its length extending into tang, straight quillons of tapering square section, tapering tang flattened to form small button over the top of pommel, chamfered wheel pommel, blade l. 32 1/2 in. (Sold as art.) [$3000/5000]

6. German or Italian Steel Mace, mid‑16th c., head of 7 wedge‑shaped flanges, acorn finial, tubular haft chiseled with scrolling foliage over upper portion, molded collar pierced for a thong, grip decorated with trellis pattern, fluted basal cap with small domed finial, l. 23 7/8 in. (Sold as art.) [$3000/5000]

Provenance: Bonhams, London, “Antique Arms & Armour” July 23, 2015, lot 169; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

Note: A similar mace is conserved by the Poldi Pezzoli Museum, Milan, 392, cat. no. 392.

Note: According to Bonhams, “the pommel conforms to Oakshott’s Type I with quillons of Style 1.”

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Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 12, 2007, lot 280; Demetrius S. Spanos, MD Collection, Jonesboro, AR.


7. Italian Etched Partizan, late 16th c., long broad tapering blade formed with full‑length medial ridge, pair of basal flukes and tubular socket extending to pair of straps, head decorated over lower half on both sides with designs of trophies‑of‑arms bordered by silver pellets, one side with male and female portrait roundels in contemporary dress, velvet‑covered wood haft with tassels, head l. 36 1/2 in. (Sold as art.) [$1200/1800]

8. Italian Decorated Halberd, late 16th c., central spike of diamond section, forward‑leaning curved axe‑blade with reinforced tip, formed with rounded lug pierced with hole at top and bottom, engraved and chiseled with naïve beast in foliage, triangular rear fluke engraved with cityscape, pierced with three holes and with reinforced tip, tapering socket, pair of short straps, later wood haft, head l. 28 7/8 in. (Sold as art.) [$600/900]

Provenance: Sotheby’s, Munich, “Property from the Royal House of Hanover” Oct. 5, 2005, lot 263; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 12, 2007, lot 172; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to Thomas Del Mar’s catalogue entry “two further decorated halberds from this group are preserved in the Poldi Pezzoli Museum, Milan, cat. nos. 486 & 487, the catalogue of which ascribed the decoration to a later date.”

9. German Long Wheel‑Lock Holster Pistol by Valentin Klett, c. 1600‑10, Suhl, in Dresden fashion, tapering barrel formed in three stages, molded at breech and muzzle, chiseled with diverging tapering panels over median, punched with scroll and flower bands over hexagonal breech, underside stamped with Suhl control marks, plain flat lock struck with maker’s mark (Neue Stockel 598) on outside and Suhl control marks inside, fitted with sliding pan‑cover, wheel retained by annular bracket, fruitwood full stock inlaid with engraved staghorn plaques, including grotesques and cornucopia opposite lock, conventional strapwork panels, and flowerhead roundels enriched with pellets and tendrils, all set within slender horn lines, faceted ovoid pommel decorated en suite fitted with turned iron finial, iron trigger‑guard, engraved bone fore‑end cap, pair of engraved bone ramrod‑pipes, l. 31 in. (Sold as art.) [$7000/10000] Provenance: Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 4, 2003, lot 196; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

10. Italian Broadsword, c. 1620‑30, tapering near flat blade cut with short fuller on each face, stamped with mark on one side, iron ‘crab‑claw’ hilt comprising pair of down‑turned quillons with scrolling terminals, fitted with additional smaller scrolling bar on each side, large side‑ring with cusped upper border cut with hatched ornament and inscription, fitted with scalloped plate beneath, earlier fluted pommel chiseled with foliage, grip bound with plaited wire and “Turk’s heads”, blade l. 31 in. (Sold as art.) [$1000/1500] Provenance: Estate of Lawrence Oakeshott Esq.; Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 4, 2003, lot 88; Demetrius S. Spanos, MD Collection, Jonesboro, AR. 11. Rare Brescian 32‑Bore Flintlock Long Belt Pistol by Carlo Botarello (AKA Bottarrelli), c. 1660, bright two‑stage barrel turned at girdle and polygonal to muzzle, latter turned and molded, octagonal breech incised “Piero Inzi Franci” between trefoil marks along top flat and with slender molded ramp at rear, bottom flat indistinctly stamped “PF”, long tang incised with 2 pairs of lines, flat beveled lock signed along bottom edge and decorated with engraved foliage, stepped tail with hound’s head finial, pierced foliate engraved cock, highly figured full stock with fluted fore‑stock forward of a carved foliate band, inlaid with iron panels finely pierced and engraved with symmetrical scrolling foliage, and including the trigger‑plate, mounts pierced and chiseled en suite incl. domed ovoidal pommel engraved with border of overlapping foliage and with grotesque mask cap, ramrod‑pipe, and ramrod (possibly original) with baluster steel tip chased with foliage, barrel l. 15 1/2 in. (Sold as art.) [$6000/9000] Provenance: Sotheby’s Olympia, “Fine Antique Arms, Armour & Militaria” Dec. 7, 2001, lot 276; Bonhams, London, “The Richard Garret Collection of Antique Firearms” Nov. 28, 2018, lot 187; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: Carlo Bottarelli (act. Brescia, c. 1660‑90) was an accomplished Italian steel‑chiseler, whose signature appears in numerous forms.

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12. Continental 20‑Bore Wheel Lock Gun of Military Type, c. 1660, probably Dutch, two‑stage sighted barrel struck on left of breech with Suhl mark, plain tang, plain rounded lock retained by three side‑nails with horn washers, and with domed integral wheel‑cover and baluster pan‑cover release button, full stock with fish‑tail butt and raised molding at barrel tang, plain iron mounts, set trigger, original iron‑tipped ramrod, barrel l. 44 in. (Sold as art.) [$2500/3500] Provenance: Christie’s, London, “Fine Antique Firearms from the W. Keith Neal Collection” Oct. 25, 2001, lot 128; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

13. German 22‑Bore Wheel‑Lock Sporting Rifle by Hans Heller, 1682, heavy swamped octagonal sighted barrel rifled with eight grooves, grooved along the breech for sighting, and struck in front of the back‑sight with brass‑lined maker’s mark (Neu Stockel 2899) and date”1683”, grooved tang, flat lock with further maker’s mark and date”1682”, sliding pan‑cover, top jaw and cock‑spring with gilt‑brass acorn‑shaped finials, gilt‑brass wheel‑cover cast and pierced with flowering foliage and putto‑mask, gilt‑brass pan‑cover release button and bridle to cock‑spring with cast putto‑masks, fruitwood full stock with fluted fore‑end carved with overlapping leaves, butt with foliage and imitation staghorn panels, studded with steel nails and inlaid with wire scrollwork incl. coat‑of‑arms on cheekpiece, sliding patch‑box cover en suite, iron mounts incl. indented trigger‑guard with foliate finials, rosette‑shaped side nail plates, butt‑plate with button, iron fore‑end cap, original iron‑mounted ramrod, barrel l. 33 3/4 in. (Sold as art.) [$5000/7000] Provenance: The Grand Dukes of Saxe‑Weimar, Schloss Ettersburg, Weimar, Germany; Sotheby & Co., London, “Good Antique and Modern Firearms and Edged Weapons” Mar. 22, 1971, lot 242; Bonhams, London, Apr. 14, 2005, lot 28; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to Bonhams, the Saxe‑Weimar armory contained many similar rifles by Heller, who probably worked in the castle as a resident gunmaker.

14. Silesian 80‑Bore Combined Axe and Flintlock Pistol, Fokos, late 17th c., fitted with blued iron axe‑head over muzzle with in‑curved blade punched with scrolls and decorated with gold bands at edge and towards collar, tapering barrel incised with foliage and scrolls en suite with head, engraved rounded lock, slender fruitwood haft inlaid with engraved staghorn pellets and ball flower tendrils inhabited on sides by hares and hounds, enriched with mother‑of‑pearl ball flowers all within horn segmental lines, fitted with engraved bone cap, and later steel‑tipped wooden ramrod, overall l. 24 3/4 in. (Sold as art.) [$3000/5000] Provenance: Sotheby’s, New York, “European Works of Art, Tapestries and Furniture” Oct. 17, 2000, lot 244; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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15. Pair German Flintlock Holster Pistols in the Parisian Manner by Fonvielhe a Zel, c. 1690, two‑stage sighted barrels formed with two broad flats and with pair of scrolls over breech, and with signed locks chiseled with horned mustachioed mask on tails and monster head tendril on cocks, Grenoble walnut full stocks carved with delicate scrolling tendrils about rear ramrod‑pipe and pair of scrolls and raised molding about barrel‑tang, steel mounts comprising chiseled side‑plates each formed as scrolling serpent, spurred pommels chiseled with grotesque mask engulfed by gaping lion mask, trigger‑guards with pierced foliate terminals, vacant escutcheons carried by a pierced arrangement of serpents and foliage, pair of molded ramrod‑pipes and steel‑tipped wooden ramrods, l. 19 1/2 in. (Sold as art.) [$7000/10000] Provenance: Königliche Waffen, Inv. No. 190 and 191, 1895 (according to Sotheby’s); Sotheby’s, Munich, “Property from the Royal House of Hanover” Oct. 5, 2005, lot 760; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Exh.: “Arms, Armour and Militaria lent by H.R.H. The Duke of Brunswick at the Tower of London” April 10‑Oct. 31, 1952, no. 176 and 177. Lit. (according to Sotheby’s): “Tower of London” exhibition catalogue, 1952, p. 47; the Gewehrkammer of Goerg Wilhelm records one pair of pistols by this maker, delivered June 30, 1693 (see Gewehrkammer, 1705, Inv. No. 47 [folio 12]); the Hanover Royal Rüstkammer Inventory of 1751 records two pairs by this maker (see Rüstkammer, 1751 Inv. No. 10 16. Pair of Dutch 16‑Bore Flintlock Holster Pistols, c. 1700, each with swamped sighted barrel chiseled with long flat engraved with scrolls of foliage and crocodile, molded breech chiseled with elaborate Green Man mask with scrolls surmounted by Classical figure and a grotesque, brass‑lined double vents, rectangular tang chiseled with shaped molding, rounded lock decorated with Green Man mask on tail and monster head foliage emerging from a profile, cock chiseled with confronting serpent and dragon, steel chiseled with mustachioed masks (one top‑jaw and screw replaced), figured walnut full stock molded over fore‑end, carved around rear ramrod‑pipe, and with fluted foliate molding around the tang, steel mounts finely cast and chiseled in low relief, comprising pierced side‑plates decorated with scrolling tendrils, monster heads and grotesque mask, spurred pommels engraved with mask on the bow, vacant escutcheon on pair of pierced herms, pair of molded ramrod‑pipes, steel‑tipped wooden ramrod, l. 20 7/8 in. (Sold as art.) [$6000/9000] Provenance: Thomas Del Mar, “London, Antique Arms, Armor & Militaria” June 27, 2008, lot 481; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

17. Fine Liègeois 28‑Bore Flintlock Pistol by Devillers a Liège, mid‑18th c., two‑stage barrel in Spanish manner with prominent turned muzzle, turned girdle and tapering octagonal breech section decorated with gold‑inlaid foliage, tang en suite, signed rounded lock engraved with rococo ornament and with water‑drains to priming‑pan, molded figured walnut full stock relief‑carved with foliage behind barrel‑tang and rear ramrod‑pipe, and with crown and scrolls inlaid in silver wire at wrist, iron mounts finely chiseled in low relief with rococo ornament on gilt stippled ground, later horn‑tipped ramrod, barrel l. 8 1/4 in. (Sold as art.) [$1500/2500] Provenance: Christie’s, London, “Antique Arms, Armour, and Collectors Firearms” Sept. 26, 2012, lot 231; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

18. English Military Dragoon Holster or Sea Service Flinlock Pistol, 18th c., 70 caliber, walnut stock, brass furniture, later ramrod, barrel l. 13 in. (Sold as art.) [$800/1200]

19. Fine French Flintlock Pistol, 18th c., lock marked “BOURGEOIS/PARIS”, two‑stage barrel, caliber 16 mm, carved walnut stock, decorated brass furniture with a lion head on the butt cap, barrel l. 10 3/8 in. (Sold as art.) [$1000/1500]

Provenance: Demetrius S. Spanos, MD Collection, Jonesboro, AR.

Provenance: Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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20. French Small Sword, c. 1740, hollow‑triangular blade etched with scrolls, foliage and trophies on re‑gilt panel at forte, gilt‑brass hilt cast and chased in low relief, incl. double shell‑guard decorated with Turkish profile roundels on scroll and foliage ground, globular quillon, knuckle‑guard decorated with profile roundels, later grip, blade l. 31 1/8 in. (Sold as art.) [$600/900] Provenance: Thomas Del Mar, London, Antique Arms, Armor & Militaria, June 30, 2010, lot 196; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

21. Fine French Small‑Sword with Chiseled Steel Hilt, c. 1760, tapering blade of hollow triangular section etched, blued and gilt on each side of forte with rococo sprays and”Bourdin Gendre & Successeur Du sier Giverne md. fourbissuer De la Maison Du Roy Pont St. michel à Tete d’or à Paris / De la Marque Des Mouchettes à Sohlingen”, with crowned crossed keys, hilt relief‑decorated with rococo ornament framing martial and musical trophies on gilt fish‑roe ground, trip with original binding of silver ribbon and plaited silver wire, original vellum‑covered scabbard with chiseled and gilt mounts, two carrying‑rings, blade l. 33 1/2 in. (Sold as art.) [$1500/2500] Provenance: Christie’s, London, “Antique Arms, Armor and Militaria” July 16, 2003, lot 133; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

22. English Silver‑Hilted Small Sword, c. 1760‑70, London, colichemarde blade of flattened hexagonal section etched at forte with panels of strapwork, shell of near circular outline, butt with raised rim simulating normal double‑shells and fan‑shaped motifs, two short lobed quillons, vertically fluted pommel with button, original wood grip bound with silver ribbon and plaited silver wire, George Fayle silversmith’s mark, blade l. 35 in. (Sold as art.) [$600/900] Provenance: Christie’s, London, “Antique Arms, Armour and Militaria” lot 99, July 16, 2003; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: George Fayle (recorded 1734‑86) was a member of the London Cutlers’ Company and a hilt maker. Ref.: Southwick, Leslie. London Silver‑hilted Swords, p. 105‑106.

23. English 24‑Bore Queen Anne‑Style Flintlock Pistol, c. 1770, cannon‑form round turn off barrel, swan neck cock, finely figured walnut stock and silver furniture comprising dragon side plate, shield escutcheon and grotesque mask to grip cap, barrel l. 6 1/2 in. (Sold as art.) [$600/900] Provenance: Andrew Bottomley, West Yorkshire, “Antique Arms & Armour” Sept. 1998, cat. #7, item 87; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

24. English Officer’s Sword by Cullum, the King’s Cutler, c. 1780, Charing Cross, polished steel blade double‑edged towards tip, etched with panel of scrollwork, trophies and”GR” crowned on each side at forte, burnished steel stirrup hilt, incl. pair of fluted langets, quillon and faceted back‑strap rising to cap pommel, dark horn grip retaining twisted wire binding, original tooled leather scabbard with engraved steel mounts incl. signed locket, blade 32 1/2 in. (Sold as art.) [$1000/1500] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” June 30, 2010, lot 175; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

25. Bohemian 20‑Bore Flintlock Holster Pistol by Frantz Peter, c. 1780, Carlsbad, tapering barrel, signed on long flat, fitted with molded fore‑sight on engraved bed, chiseled with figure of Ceres beneath canopy in scrollwork frame over breech, engraved grooved tang, beveled lock engraved with figure of reclining Diana beneath pan and female figure on tail, figured walnut full stock carved with scrolls about rear ramrod‑pipe, bird’s head butt incised with linear patterns, inset with cast and chased gilt‑brass scrollwork plaque about tang, gilt‑brass mounts comprising solid side‑plate decorated with 3 mounted warriors, trigger‑guard with cavalryman on bow, pommel with trophy‑of‑arms and 2 cavalrymen firing at each other, crowned vacant escutcheon supported by huntsman, pair of ramrod‑pipes and gilt‑brass tipped wood ramrod (probably original), l. 18 in. (Sold as art.) [$2000/3000] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armor & Militaria” June 27, 2008, lot 479; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to Thomas Del Mar’s catalogue entry, Frantz Peter is recorded as being in Carlsbad, Bohemia, c. 1780‑1800.

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26. Pair of French 20‑Bore Brass‑Barreled Flintlock Pistols, late 18th c., three‑stage barrels each with pronounced molding at the muzzle, iron tangs, rounded brass locks, figured walnut full stocks, brass mounts incl. eagle‑mask pommels, silver wire inlaid escutcheon, later iron ramrods, l. 5 1/4 in. (Sold as art.) [$1500/2500] Provenance: Christie’s, London, “Antique Arms, Armour & Collectors Firearms” Sept. 26, 2012, lot 103; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

28. American 14‑Bore Flintlock 1795 Model Springfield Musket of Type 1, c. 1799‑1804, bright barrel with bayonet‑lug at muzzle and retained by three spring‑held barrel bands, forward one pierced, carrying brass fore‑sight and also forming ramrod‑entry, breech stamped “US” and with eagle’s head mark between “P” and “V” on left side, plain tang, flat beveled lock stamped with American eagle motif over “US” in script under V‑shaped pan of detachable type, and stamped “Springfield” in arch across tail, latter with small projection at rear, beveled ring‑neck cock, figured full stock (minor split in front of the lock), steel mounts comprising flat side‑plate, butt‑plate indistinctly numbered”800” on heel tang, trigger‑guard with long pointed finials, trigger‑plate stamped “R:P”, sling loops, original steel ramrod, barrel l. 44 3/4 in.; together with socket bayonet with tapering blade of hollow triangular section, l.16 in. (2 pcs.) (Sold as art.) [$2000/3000]

27. Italian 50‑Bore Flintlock Pistol, late 18th c., two‑stage barrel with turned girdle and struck on engraved octagonal breech‑section with gold‑lined maker’s mark surrounded by 4 gold‑lined lion masks, foliate engraved tang, flat beveled lock with inlaid brass panels engraved with scrollwork and initials”P.B.” on bottom edge, well figured molded walnut full stock carved with scrollwork around barrel‑tang, gilt brass mounts decorated with rococo ornament, crown‑shaped gilt‑brass escutcheon, original gilt‑brass‑tipped ramrod, barrel 6 1/4 in. (Sold as art.) [$600/900] Provenance: Christie’s, London, “Antique Arms, Armour, and Collectors Firearms” September 26, 2012, lot 144; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

29. Scottish Officer’s 1797 Pattern Regulation Broadsword, c. 1800, tapering blade with central fuller on each face of forte, latter faintly etched “Atkinson, 33 Manchester Street, Liverpool” on one side, brass hilt formed of flattened bars framing panels incl. ovoidal side panel pierced with holes, 3 central panels engraved with Scottish thistle, English rose, and Irish shamrock, fluted domed pommel, spirally‑fluted grip painted red, retaining buff leather liner faced with red woolen cloth, blade l. 31 1/2 in. (Sold as art.) [$600/900] Provenance: Bonhams, London, “Antique Arms and Armour” Dec. 2, 2004, lot 130; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: This type of sword was introduced for officers in Highland regiments in 1798 and replaced in 1828.

Provenance: Bonhams, London, “The Daedalus Collection of Antique and Modern Firearms” Dec. 1, 2016, lot 37; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to Bonham’s, this musket appears to be unfired.

30. Turkish Yataghan, c. 1810, blade dated 1225 A.H., slightly recurved single‑edged blade cut with narrow fuller along back on each side, forte on one side gold damascened with date, owner’s name “Mustafa” and maker’s name “Mohammad Agha”, on other with star, shaped silver mount over each side of forte set with piece of green and red glass against ground of diamond shapes, silver hilt with grip‑strap set with red coral beads on filigree mounts and each between silver bead, and ‘eared’ grips each set on both sides with red coral bead centered on flower‑head, wood‑lined white‑metal scabbard embossed with martial trophies and foliage, locket set with clusters of beaded ropework and diamond shapes, suspension chain, chape formed as monster head, blade l. 20 1/2 in. (Sold as art.) [$1200/1800] Provenance: Bonhams, London, “Antique Arms & Armour” Dec. 4, 2014, lot 113; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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31. Very Rare Greek 15‑Bore Flintlock Gun, Rasak, early 19th c., four‑stage barrel with bulbous muzzle, etched with panels of geometric designs and foliage on octagonal breech‑section, tang etched with further foliage, border engraved flat beveled lock with stepped tail and roller, walnut three‑quarter stock with fish‑tail butt, rear of stock applied with engraved brass panels, some pierced, and smaller shaped plaques engraved with foliage, flower‑heads and dragons interspersed with brass wire scrolls, brass mounts engraved en suite incl. side‑plate with punched Greek inscription, and long fore‑end sleeve, five brass barrel‑bands engraved en suite, rear band incorporating silver rear‑sight, original iron ramrod, barrel l. 48 1/4 in. (Sold as art.) [$8000/12000] Provenance: Christie’s, South Kensington, “Antique Arms, Armour, & Collectors Firearms” June 22, 2011, lot 59; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: According to an email dated July 25, 2011, Christie’s’ consignor maintains that the gun was “most certainly used at the Greek 1821 revolution against the Ottoman Empire” and that the lions with turned heads on the stock “may be an addition made at the birth of the Greek independent state [in] 1832 [during] the reign of King Otto.” The consignor also translates the Greek inscription as reading” Constantine Constructor” and speculates that Constantine was either the manufacturer or decorator of the gun.

32. Turkish Sword, Yataghan, early 19th c., curved single‑edged blade cut with stylized inscription along back‑edge on one side, gilt‑brass hilt extending over lower portion of blade, decorated with filigree and set with green stones and coral, and pair of ivory grip‑scales rising to strongly formed eared pommel, original brass‑mounted leather‑covered wood scabbard, blade l. 23 in. (Sold as art.) [$700/1000] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Arms, Armour & Militaria” June 30, 2006, lot 36; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

33. Turkish 19‑Bore Full Stocked Holster Pistol, c. 1820, round barrel chiseled at the breech with scrolling foliage and flowers, lock engraved with strapwork flowers and foliage, swan neck cock and detachable pan with frizzen bridle, walnut stock relief carved to for‑end and behind barrel tang, brass furniture comprising ram rod pipes, side plate, guard escutcheon and heavy grip cap with long tangs, decorated with strapwork and stylized figures, barrel l. 12 in. (Sold as art.) [$500/700] Provenance: Andrew Bottomley, Holmfirth, England; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Ill.: Andrew Bottomley, “Antique Arms & Armour” Catalogue no. 6, item no. 76

34. Ottoman Balkan 15‑Bore Miquelet‑Lock Gun, Arnautka, 1837, browned tapering sighted barrel retained by 7 engraved brass bands, signed on left of breech and decorated with silver scrolls, tang inlaid with brief inscription in silver including date, engraved steel lock retaining some silver decoration, full stock encased in engraved brass pierced with delicate scrollwork pattern revealing underlying white metal, slender butt decorated en suite, pierced engraved trigger‑guard, pair of steel sling swivels, steel ramrod, barrel l. 52 1/2 in. (Sold as art.) [$700/1000] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Arms, Armour & Militaria” June 30, 2006, lot 63; Demetrius S. Spanos, MD Collection, Jonesboro, AR. 36. Royal Artillery Blue Cloth Helmet, late 19th c., brass fittings incl. helmet plate and chin chain, h. 10 1/2 in. [$400/600] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 12, 2008, lot 221; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

35. Balkan or Greek Brass Cartridge Box, 19th c., chased with trophies and scrollwork, rear fitted with belt loop, hinged lid, h. 5 1/4 in. [$500/700] Provenance: Sotheby’s, London, “Antique Arms, Armour, & Militaria”, Dec. 15, 2004, lot 27; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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37. French Cuirassier’s Helmet, c. 1900, regulation pattern, bright skull, gilt‑brass mounts incl. chin strap with embossed laurel scales, side plume of red and white feathers, h. 9 7/8 in. [$500/700] Provenance: Bonhams, London, Dec. 4, 2017, lot 323; Demetrius S. Spanos, MD Collection, Jonesboro, AR.


38. Other Ranks 21st (Empress of India’s) Lancers Lance Cap, c. 1901‑10, leather skull and peak, upper portion of French gray cloth with yellow trimmings, brass fittings incl. helmet‑plate with Victorian crown and battle honor for Khartoum, plume‑holder, and chin‑scales suspended from lion mask bosses, cockade applied with “ERVII” crowned, white horsehair plume, h. 9 in. [$600/900]

39. Edwardian Trumpet Banner, c. 1902‑10, inner surface blank, outer finely embroidered in gold, silver, and polychrome thread with crowned Royal Arms on red silk, all enclosed within framework of rose, shamrock and thistle flowers and foliage, gold thread fringe, 21 1/4 in. x 16 1/2 in. [$500/700] Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 12, 2008, lot 225; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

Provenance: Thomas Del Mar in Association with Sotheby’s, London, “Antique Arms, Armour & Militaria” Dec. 12, 2008, lot 220; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

41. Decorative Wood and Brass Model of a Ballista (Giant Crossbow) by Demetrius S. Spanos, MD, wood, brass, and string, the slider end mounted with brass dragon head, with stand of four arrows; presented loose on base, h. 8 in., w. 10 in., d. 7 in., Note: does not function. [$150/250]

40. Antique English Military Tole Hat Box, oval conical form, tag engraved “WW...Royal Artillery”, h. 12 1/2 in., w. 8 in., d. 10 1/2 in. [$150/250] Provenance: With Frid Wykeham, England, 1911; Demitrius S. Spanso, MD Collection, Joneseboro, AR.

Provenance: Demetrius S. Spanos, MD Collection, Jonesboro, AR.

42. Russian Cossack‑Style Cloisonne, Niello and Parcel Gilt Double‑Blade Shashka, curved blade with three fullers, single blade coming from the hilt becoming two blades, one side of the scabbard and hilt with cloisonne design, raised floral mounts inset with pearls, niello, and garnets; the pommel in the form of a lion head; the other side with intricate foliage inlaid with niello, blade l. 28 in. (Sold as art.) [$4000/6000] Provenance: Whisnant Galleries Collection, New Orleans, LA.

43. Italian Short Sword (Cinquedea), possibly 16th c., broad triangular blade, shallow single fuller on each side, downturned iron quillons and hilt with foliage and dolphin heads, wooden grip scales, decorative rivets, blade l. 22 in. (Sold as art.) [$1200/1800] Provenance: Whisnant Galleries Collection, New Orleans, LA. 44. Turkish Yataghan, early 19th c., slightly recurved blade, narrow fuller on each side, blade profusely decorated with gold damascened inlay with four cartouches containing two lines of script, surrounded by floral motifs, shaped mount over forte and eared hilt decorated with bosses and floral designs, wood‑lined scabbard heavily embossed, blade l. 23 in. (Sold as art.) [$1000/1500] Provenance: Whisnant Galleries Collection, New Orleans, LA.

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45. Rufinus, Tyrannius (c. 345‑411), Expositio in symbolum apostolorum, [Cologne, Ulrich Zel, c. 1472], first edition, chancery quarto (8 1/2 in. x 5 7/8 in.), 29 leaves (of 30, lacking the blank), 4‑line illuminated opening initial in purple and blue on gold ground with floral and foliate extensions in the margin, rubricated in red and yellow throughout, some early foliation, modern leather binding. [$3000/5000] Provenance: Christies, London, Valuable Books and Manuscripts, Dec.12, 2018, lot 103; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: Tyrannius, Rufinus was a monk and an important translator of Greek texts into Latin and is also remembered for his friendship and later his adversarial relationship with Jerome. Ulrich Zel is recognized as the first printer in Cologne, publishing his first work there in 1466. A second and final incunable edition of the Exposition was printed in 1478 by Theodoricus Rood at Oxford.

46. Magnus, Albertus. Summa de eucharistiae sacramento, Ulm: Johann Zainer, 1474, chancery folio (11 1/2 in. x 8 1/2 in.), gothic type, 33 lines, two‑sided woodcut floral border, 10‑line woodcut, initial, 183 leaves, rubricated in red (initial, capital strokes, paragraph marks), contemporary blind stamped pigskin over oak boards, backstrip replaced with leather, printed title label, missing clasp and catch, backstrip replaced with leather. [$3000/5000] Provenance: Sothebys, New York, The Stock & Reference Library of H.P Kraus, December 4, 2003, lot 7; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: First edition; one of relatively few fully‑dated and signed Zainer imprints, and one of the earliest books to print foliation. The inserted leaf in the 8th quire was printed to make good a compositorial error in the third leaf, where a page of text was omitted between the recto and the verso; the inserted leaf was printed on the verso only, and an added direction note for the reader was printed at the foot of 8/3r.

47. Augustinus, Aurelius Sanctus, De Civitate Dei, Venice: Bonetus Locatellus per Octavianus Scotus, 9 Febbraio, 1486, 4to (9 in. x 6 3/4 in.), 207 leaves, 50 lines, text in 2 columns, gothic font, illuminated leaf with drop cap and medallion, supported by winged putti, the borders with floral garlands in gold, red, pink, blue, and green, 18th c. vellum binding. [$5000/7000] Provenance: Sothebys, Milan, June 27, 2005, lot 554; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

48. Ecclesiasticae Historiae, Eusebii Pamphili_ Eiusdem de vita Constantini_Socratis_Theodoriti episcopi Cyrensis…Collectaneorum ex historia eccles. Theodori Lectoris…Hermii Sozomeni_Evagrii, Paris, Robert Estienne, 1544, folio (13 in. x 8 3/4 in.), woodcut printer’s device on title‑page and final verso, woodcut initials, text in Greek, 17th c. calf, gilt edges, board loose. [$800/1200] Provenance: Presentation inscription on verso of title‑page to Joannes Rogerius from the Rotterdam Gymnasium dated 1628 and signed by four schoolmasters; Henry James Coleridge from his affectionate father, Xmas 1846; Sothebys, London Valuable Printed Books and Manuscripts, Nov. 16, 2006, lot 66; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: This was the first printed work to contain the Greek type cut by Garamond.”The new Royal Greek types, known as ‘grecs du roi’, were based by Garamond on the script of the Cretan Angelo Vergecio, a well‑known calligrapher in the employ of Francois I. These cursive Greek types are universally acknowledged as the finest ever cut” (Schreiber 77).

49. Polybius (c. 200‑118 B.C.), Historiarum libri priores quinque, Basel: Johann Herwagen, 1549, in Greek and Latin, two parts in one volume, folio (12 5/8 in. x 8 in.), historiated woodcut initials, woodcut device on the title, contemporary limp vellum, flat spine gilt in compartments divided by double rules and centered with a fleuron, the title in manuscript in the top compartment, the sides centered with a laurel wreath in gilt and with a gilt double‑fillet border, gilt edges. [$1200/1800] Provenance: Christies, London, Valuable Books and Manuscripts, Dec. 1, 2016, lot 86; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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50. Basilius Magnus (Cornarius, Janus, ed), Hapanta [Graece] Opera Graeca quae ad nos extant omnia Basel, Hieronymus Froben and Nikolaus Episcopus, 1551, folio (13 1/4 in. x 9 in.), Greek type, woodcut printer’s device on title, repeated on verso of the final leaf, woodcut historiated and floriated initials, woodcut ornamental head and tail pieces with strapwork motifs, 17th c. polished calf with central gilt strapwork cartouches, single gilt fillet borders. [$2000/3000] Provenance: Sotheby’s, New York, The Inventory of H.P. Kraus, Rare Books, Dec. 4, 2003, lot 51; Demetrius S. Spanos, MD Collection, Jonesboro, AR.


51. Gelenius, Sigismund (1497‑1554, editor). Notitia utraque cum orientis tum occidentis ultra Arcadii honoriique caesarum tempora illustre vetustatis monumentum, Basel: Hieronymus Froben and Nicolaus Episcopius, 1552, quarto (12 1/4 in. x 8 in.), 106 woodcut illustrations, including 85 full‑page, wood and metalcut initials, printer’s device on title and final verso, 19th century blindtooled calf, gilt spine, red speckled edges. [$800/1200] Provenance: Silvain S. Brunschwig (monogram book label); Christies, London, Fine Printed Books, Mar. 21, 2012, lot 30; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: First complete and illustrated edition of the Notitia Dignitatum, a list of high officials of the Roman Empire compiled in about 400 A.D. Also printed are a tract by Andrea Alciati on Roman military and civil organization, a topographical description of Rome by Publius Victor, and a collection of enigmas in the form of a dialogue, the Altercatio Adriani Augusti et Epicteti philosophi.

52. Lyscosthenes, Conrad, Prodigiorum ac ostentorum chronicon, Basilea: Henricus Petrus, c. 1557, first edition, folio (10 1/2 in. x 7 1/2 in.), numerous illustrations, 670 pgs., 18th c. calf, five raised bands, several ex‑libris. [$5000/7000] Provenance: Sothebys, Milan, June 27, 2005, lot 628; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

53. Strabo. Rerum geographicarum libri septemdecim. A Guilielmo Xylandro Augstano magna cura recogniti, ac mendis...restiuti..., Basel, Henricpetri, (August 1571), folio (12 3/8 in. x 8 1/4 in.), woodcut printer’s device on title‑page and final verso, woodcut initials, parallel text in Latin and Greek, 27 double‑page maps by Sebastian Munster, 7 woodcut maps in in text, old calf, binding worn, covers detached. [$3000/5000] Provenance: Sotheby’s, London, Valuable Printed Books and Manuscripts, Nov. 16, 2006, lot 76; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

54. [Justinian Institutes] Authenticae Seu Novellae Constitutiones dn. Justiniani Sacratiss. Principis, 246 pgs., Ibid. Novellarum Constitutionum Justiniani Principus, 138 pgs., Ibid‑Justiani Imperatoris Edicta, 126 pgs., Ibid‑Justiniani PP. A Institutionum, 60 pgs., Antwerp, Plantini, 1575, Greek and Latin, bound with index, folio (13 1/4 in. x 9 in.), modern binding. [$700/1000] Provenance: Schilb Antiquarian, Columbia, MO, 2019; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

Ref: Shirley, British Library, G.STR‑1a; Nordenskjold 287

55. Mair, Paul Hektor, Geschlechter Buch...der...Statt Augspurg, Frankfurt am Maim, Sigmund Feyerabend, 1580, folio (12 2/8 in. x 7 1/2 in.), title printed in red and black, with woodcut of two knights, signed CM; 1 full‑page allegorical woodcut of Mercury and Plenty and a full‑page elaborate woodcut border enclosing a sub‑title, both signed I.A. (Jost Amman), and MF with knife (Lucas Mayer); 156 full‑page woodcuts depicting members of the great Augsburg families in full armor, with their coats of arms beside them and their names above, a few signed CW (Christoph Weiditz II); printer’s large woodcut device of Fame on last leaf; 2 elaborate woodcut tail‑pieces, old vellum. [$1800/2500] Provenance: H.P. Kraus, Rare Books and Manuscripts, New York, 2003; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

56. Xenophon. Xenophontis Philosophi et Imperatoris Clarissimi, Quae Exstant Opera, In Duos Tomos Divisa…, Frankfurt: Andreas Wecheliherdes, 1596, 2 volumes, folio (14 in. x 9 in.), in Latin and Greek, vellum, with applied titles and numbers. [$1000/1500] Provenance: Vassilis Korovessis Rare Books, Athens, Greece, 2017; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

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57. Basilius I, Macedo, Emperor. Parainetika pros ton eauton uion Leonta. Admonitoria ad filium suum Leonem, Paris, Nicolas Buon, 1637, Jean Paradis/translator, 8vo (5 3/4 in. x 3 3/4 in.), Greek and Roman type, contemporary vellum, gold stamped title label on spine. [$600/900] Provenance: H.P Kraus, Inc., Rare Books and Manuscripts, New York, 2002; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: Rare edition of the work attributed to the Byzantine Emperor, Basil I (d. 886), first published in 1584 by Federic Morel, and printed here in a parallel version with Greek and Latin text on facing pages. Cast in the form of a letter to his son, LEO, the work is a short treatise on ethical philosophy. One chapter, on ‘God’s Memory ‘ discusses moral conscience as the manifestation of Divine Memory in the human mind.

58. [Classical Warfare, 7 Volumes] Incl.

(1) Pseduo‑Hyginus (fl. 3rd century AD) and Polybius (c. 205‑125 BC). De castris Romanis. Amsterdam: Judocus Pluymer, 1660, 4to, extra‑engraved title, four engraved folding plates, device on title, woodcut initials and tailpiece, 18th c. tree calf, flat spine elaborately gilt in compartments, lettering‑piece, yellow edges, Lt. Gen G. L. Parker, bookplate (2) Aelianus, Claudius (c. 175‑235). Tactica, sive de instruendis aciebus. Leiden: Ludovic Elzevir, 1613. 4to, two folding engraved plates, eighteenth‑century calf binding, spine gilt in compartments, red morocco lettering‑piece, Henry Godolphin (1648‑1733), provost of Eton and dean of St Paul’s, inscription on title‑page stating this was sold as a duplicate, a few closed tears, (repaired), margins cropped affecting manuscript note on title, staining. (3) Leo VI, Emperor of Byzantium. Tactica, sive de re militari. Leiden: Ludovic Elzevir, 1612, 4to (200 x 152mm.), 18th c. tree calf binding, flat spine gilt, red morocco, lettering‑piece, yellow edges (4) Lipsius, Justus (1547‑1606). De Militia Romana libri quinque commentarius ad Polybium, Antwerp: Joannes Moretus, 1598, engraved double‑page plate, engraved illustrations, engraved device on title‑page, woodcut illustrations, woodcut initials, Ibid. Poliorcetican sive de machinis, tormentis, telis, Antwerp: Joannes Moretus, 1596, engraved illustrations, Ibid. Admiranda, sive de magnitudine Romana, three works in one volume, old vellum, octavo (10 in. x 6 7/8 in.) (5) Ibid. De militira Romana libri quinque, Commentaries ad Polybium. Antwerp: Balthasar Moretus, 1630, 4to, engraved double-page plate, engraved illustrations, engraved device on title-page, woodcut initials, tree-calf binding, flat spine gilt, yellow edges. (6) Polyaneus. Strategematum libri octo. Leiden: Johannes du Vivie and Jordan Luchtmans, 1691, Greek and Latin, engraved extra title, woodcut device on title-page, woodcut initials, contemporary paneled calf binding. (7) Lydius Jacobus (1610-1679). Syntagma Sacrum de re Militari. Dordrecht: Cornelius Willegardus, 1698, 4to, Greek and Latin, engraved extra title-page, eight engraved plates, woodcut initials and tailpieces, 18th c. tree-calf, flat spine gilt, yellow edges. [$1000/1500] Provenance: Lt. Genl. G.L. Parker, bookplate in some volumes; Sotheby’s, London, Oct. 30, 2007, lot 3417; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

59. Bellori, Giovanni Pietro. Columna Antoniniana Marci Aurelii Antonini Augusti rebus gestis insignis Germanis simul..., Rome, apud auctorem, [1672], first edition, oblong folio (13 1/2 in. x 17 1/2 in.), engraved title, 75 numbered engraved plates, of which plates 2 and 3 combined to form a large folding plate, and 2 unnumbered plates; early 19th c. Viennese binding, possibly from the workshop of M. Hermann, of mottled calf decorated in neo‑classical style, boards marbled green within a gold roll‑tooled border of alternating open and closed palmettes, smooth spine gilt with red morocco inlay and label, marbled end leaves. [$1000/1500] Provenance: Antoine Rivalz, painter, and etcher, 1667‑1735; Sotheby’s, New York, The Inventory of H.P. Kraus, Dec. 5, 2003, lot 58; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: The column of Marcus Aurelius was erected after the Emperor’s death in A.D. 180 to celebrate his victories against the German and Sarmation tribes north of the Danube. Beneath each plate are engraved Bellori’s explanatory notes. Antiquarian, collector, and one of the founders of modern archaeology, Bellori was librarian to Queen Christina of Sweden, and from 1670‑1694, papal Commissioner of Antiquities.

60. Polyaenius. Polyaeni Strategematum, Jordanum Luchtmans, & Johannem du Vivie, 1690, 8 books in 1 volume, 16mo (7 3/4 in. x 4 1/2 in), wars against the Persians, strategy, in Latin and Greek, later calf. [$250/350] Provenance: Vassilis Korovessis Rare Books, Athens, Greece, 2017; Demetrius S. Spanos, MD Collection, Jonesboro, AR.

61. Ciampini, Giovanni Giustino (1633‑1698). De sacris aedificiis a Constantino Magno constructis: Synopsis historica, Rome, Giovanni Giacomo Komarek, 1693, 217 pgs., woodcut papal arms on title‑page, engraved frontispiece, 35 engraved plates (20 folding, 4 double‑page); BOUND WITH Vetera monimenta, in quibus praecipua…, 1690, woodcut papal arms on title‑page, engraved frontispiece, 76 engraved plates (some folding); two works in one volume, first editions, folio (11 3/4 in. x 8 in.), contemporary calf binding, gilt arms of Foucault on covers, spine gilt in compartments, red edges. [$1000/1500] Provenance: Nicolas‑Joseph Foucault, arms on covers and armorial bookplate; Sotheby’s, London, Oct. 30, 2007, lot 3409; Demetrius S. Spanos, MD Collection, Jonesboro, AR. Note: Ciampini’s archaeological works are important as they describe many monuments of early Christianity which have since decayed or been demolished, including old St Peter’s and St John Lateran. The second part of Vetera monimenta was published by Komarek in 1699.

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PLEASE REVIEW GUIDELINES FOR AOR BSENTEE TELEPHONE BIDDING PLEASE REVIEW GUIDELINES F ABSENTEE & TELEPHONE BIDDING PLEASE REVIEW GUIDELINES FOR BSENTEE && TELEPHONE BIDDING : : : : PLEASE REVIEW GUIDELINES FAOR ABSENTEE & TELEPHONE BIDDING 4 ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4 ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE 4ELEPHONE BIDDING WILL BE TAKEN AT THE DISCRETION OF .EAL !UCTION #OMPANY %ACH ITEM MUST HAVE A LOW ESTIMATE OF OR MORE !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW !BSENTEE BIDS ARE GLADLY ACCEPTED FOR ALL ITEMS BELOW ! LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION !LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday ! LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday !LL ABSENTEE BIDS AND OR TELEPHONE BIDS MUST BE IN OUR GALLERY BY 0 - #34 THE &RIDAY PRIOR TO THE AUCTION Thursday prior to the auction . )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE )N THE EVENT IDENTICAL BIDS ARE SUBMITTED THE EARLIEST BID RECEIVED WILL TAKE PRECEDENCE ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS ! DEPOSIT MUST ACCOMPANY ALL BIDS ! CREDIT CARD NUMBER IS REQUIRED FOR SECURING YOUR BIDS !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE . !UCTION ADDENDUM AVAILABLE PRIOR TO THE AUCTION ON THE WEBSITE OR VIA FACSIMILE ! LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN !LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN ! LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN !LL PROPERTY IS SOLD h!3 )3v .O STATEMENT REGARDING CONDITION OF ANY ITEM WHETHER IT IS MADE ORALLY AT THE AUCTION OR ANY OTHER TIME OR IN WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY WRITING IN THE CATALOGUE OR ELSEWHERE SHALL BE DEEMED TO BE A WARRANTY REPRESENTATION OR ASSUMPTION OF LIABILITY )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE )N THE EVENT OF DISCREPANCIES LOT NUMBER AND NOT LOT DESCRIPTION WILL TAKE PRECEDENCE

First Last First Last First Last First Last Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Name: _________________________ Name: ____________________________________ Company: __________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ Address: ______________________________________________________________________________________________________ #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE ??????????????????????? 0OSTAL #ODE ???????????????? #ITY ????????????????????????????????????????????? 0ROV 3TATE 0OSTAL #ODE : ??????????????????????? : ???????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? (OME 0H ????? ??????????????????? 7ORK 0H ????? ?????????????????????? &AX ????? ????????????????????? Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealer Resale# ________________________________ State __________ Email: __________________________________________________ Dealers must provide Neal Auction Company with proper documentation prior to bidding. Dealers must provide Neal Auction Company with proper documentation bidding. Dealers must provide Neal Auction Company with proper documentation prior to prior bidding. Dealers must provide Neal Auction Company with proper documentation prior to to bidding.

-534 02/6)$% -534 02/6)$% : : : : -534 02/6)$% -534 02/6)$% -534 0ROVIDE: -534 0ROVIDE: -534 0ROVIDE: -534 0ROVIDE: Cash Cash Credit Cash Cash 0AYMENT Credit 0AYMENT Credit 0AYMENT 0AYMENT Credit Check Check Card Check 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? 6ISA -# $ISCOVER !MEX??????????????????????????????????????? %XP ??????? Method: Card Method: Check Card Method: Method: Card 7IRE 7IRE 7IRE 7IRE Credit Card V-code:________ Credit Card V-code:________ )& 35##%33&5, PLEASE BILL MY CARD Credit CardCard V-code:________ Credit V-code:________ )& 35##%33&5, PLEASE BILL MY CARD )& 35##%33&5, PLEASE BILL MY CARD )& 35##%33&5, PLEASE BILL MY CARD .UMBER #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ?????????????????????????? .UMBER 4O #ALL &OR 0HONE "ID ???? ?????????????????????????? ???? ??????????????????????????

,OT ,OT ,OT ,OT

$ESCRIPTION $ESCRIPTION $ESCRIPTION $ESCRIPTION

"ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O "ID !MOUNT OR 4ELEPHONE .O

I Iunderstand that Neal Auction Company undertakes execution of absentee bids as aasconvenience clients and is not responsible inadvertent failI understand that Neal Auction Company undertakes the execution of absentee a convenience for clients and is not responsible for inadvertent failI Iunderstand that Neal Auction Company undertakes the execution ofofabsentee bids as aabids convenience for clients and is not responsible forfor inadvertent failure understand that Neal Auction Company undertakes thethe execution absentee bids as convenience forfor clients and is not for inadvertent failI Iunderstand understand that Neal Auction Company undertakes the execution of absentee bids as aaconvenience convenience for clients and isresponsible not responsible for inadvertent failure understand that Neal Auction Company undertakes the execution ofabsentee absentee bids convenience for clients and is not responsible inadvertent failthat Neal Auction Company undertakes the execution of bids as aas for clients and is not responsible for inadvertent failure ure to execute or any in the execution Iread have read and agree to the “Conditions Sale” as stated in the catalogue. understand thatthat ure to execute bids, or for any error in the bids. Iand have read and agree to the “Conditions Sale” in the catalogue. I understand that or for any error in the of bids. IIIhave read and agree toto the ofof Sale” asas stated instated the I understand to execute or for any error inexecution the execution of of bids. I have read and agree to“Conditions the “Conditions of Sale” as stated incatalogue. the catalogue. I understand toure execute bids, orbids, forbids, error inerror the ofexecution bids. I bids. have agree to the “Conditions of Sale” as of stated inas the catalogue. I understand thatthat toure execute bids, orany forfor any error inexecution the execution ofof bids. have read and agree to the “Conditions ofof Sale” as stated in the catalogue. understand that to execute bids, any error in the execution of bids. have read and agree the “Conditions Sale” stated in the catalogue. III understand that a aabuyer’s premium will be charged each lot purchased at 22% up to and including $200,000 plus 10% of hammer price greater than $200,000. ForFor apremium buyer’s premium will be charged on lot purchased at 22% up to and including $200,000 plus 10% of the hammer price greater than $200,000. For buyer’s premium will be charged onon each loteach purchased at 25% 22% up toup and including $200,000 plus 10% of the price greater than $200,000. For abuyer’s buyer’s premium will be charged on each lot purchased at25% 22% up toincluding and including $200,000 plus 10% of the hammer price greater than $200,000. aabuyer’s will be charged on each lot purchased at up to and $200,000 plus 10% of thethe hammer price greater than $200,000. For buyer’s premium will be charged on each lot purchased at 25% up to and including $200,000 plus 10% ofhammer the hammer price greater than $200,000. For premium will be charged on each lot purchased at to and including $200,000 plus 15% of the hammer price greater than $200,000. For purchase made by cash, check or wire transfer within 15 days of the auction, buyer’s premium shall be discounted of 22%. No exceptions. purchase by cash, or wire transfer within 15 days of the auction, the buyer’s premium be discounted 2.5% of this No exceptions. purchase made bymade cash, check orcheck wire transfer within 15 days of the auction, thethe buyer’s premium shall beshall discounted 2.5% ofthis this 22%. No22%. exceptions. purchase made cash, check orwire wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 2.5% of this 22%. No exceptions. purchase made by cash, check or wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 3%2.5% of3% 25%. No exceptions. purchase made byby cash, check or wire transfer within 15 days of the auction, the buyer’s premium shall be discounted 3% ofthis this 25%. No exceptions. purchase made by cash, check or transfer within 15 days of the auction, the buyer’s premium shall be discounted of this 25%. No exceptions.

Signature Required Signature Required Signature Required Signature Required

Date Date Date Date

Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Form on or before Friday, 1/31/15 For Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Fax Form on or before Friday, 1/31/15 ForFor Internal Use Only: Approved _____________Registered ___________ Entered ____________ Form on or before Friday, 1/31/15 For Internal Use Only: Approved _____________Registered ___________ Entered ____________ Fax Form on or before Friday, 1/31/15 Fax Form on or Friday,6/26/15 Fax Form on or Friday,6/26/15 Fax Form on or before Friday, 9/23/16 Fax Form on or Friday,6/26/15 Fax Form on or before Friday, 9/23/16 Fax Fax or E-mail Form form on or on or before Friday,6/26/15 Thursday, 2/6/20 4/15/21 Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________ Clerks Initial _______________ Account # _________________ Confirmed ______________________

to 504-617-6431 504-617-9990 to 504-617-6431 or504-617-9990 504-617-9990 504-617-6431 504-617-9990 toto 504-617-6431 or 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 or 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 504-617-9990 to 504-617-6431 to to 504-617-6431 504-617-6431 oror bids@nealauction.com 504-617-9990

229 229 229 229

Neal Auction Company Auctioneers & Appraisers of Antiques & Fine Art 4038 Magazine Street, New Orleans, Louisiana 70115 • 504-899-5329

1-800-467-5329 • Fax: 504-897-3808 • www.nealauction.com LA Auc. Lic., Neal Auction Co. #AB-107, Leckert #1514, Carroll #1874, Fagan #1935

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PLEASE VISIT NEALAUCTION.COM TO REQUEST AND VIEW CONDITION REPORTS, REGISTER TO BID LIVE ONLINE, AND SUBMIT ABSENTEE/TELEPHONE BIDS CONDITIONS OF SALE; WAIVERS OF WARRANTY; LIMITATIONS OF LIABILITY Registering for and/or placing a bid at auction constitutes the acceptance of and agreement to these Conditions of Sale; WAIVERS OF WARRANTY; and LIMITATIONS OF LIABILITY (collectively, the “Conditions of Sale”). These Conditions of Sale are binding and enforceable on all bidders and buyers. 1. WARRANTY WAIVERS; LIABILITY LIMITATIONS. All lots are sold “AS IS, WHERE IS” – WITH ALL FAULTS and WITH NO EXPRESS OR IMPLIED WARRANTIES. No statement or description regarding attribution, authenticity, authorship, character, condition, kind, period, provenance, value, size, or quality of a lot, whether made orally at the auction or at any other time, in electronic messages, online, in writing, or in a catalogue, website, correspondence, advertising, literature, or elsewhere, is or shall be construed to be a guarantee, an express or implied warranty, or assumption of liability, obligation, or responsibility. The bidder or buyer WAIVES any such warranty, WAIVES any warranty of fitness for ordinary use or for any intended use, and further WAIVES any warranty against redhibitory vices and defects, whether latent, hidden, or apparent, and whether imposed by the Louisiana Civil Code or any other applicable statute, law, jurisprudence, or legal authority. The buyer further WAIVES any rights or remedies in redhibition to a return or reduction of the purchase price for any lot, including for any lot with any defect rendering the lot useless, inconvenient, or of diminished usefulness. All sales are final, without exception.

Each bidder and buyer agrees and acknowledges that: (a) the bidder or buyer is not relying on Neal Auction Company’s actual, perceived, or expressed skill, expertise, experience, knowledge, or judgment in deciding to purchase any lot; (b) no oral, written, or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere regarding attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value is the cause of or reason behind the buyer’s purchase of any lot; (c) the buyer would have purchased any lot regardless of any oral, written, or electronic statement or description about attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value, made in a catalogue, website, correspondence, advertising, literature, or elsewhere; (d) Neal Auction Company did not know, nor should it have known that attribution, authenticity, authorship, character, condition, kind, period, provenance, size, quality, or expressed value is the cause or reason why the buyer decides to purchase any lot; (e) the buyer’s purchase of any lot is not intended to gratify a nonpecuniary interest; (f) Neal Auction Company did not know, nor should it have known, that any oral, written, or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere would cause a pecuniary or nonpecuniary loss to any bidder or buyer; (g) the bidder or buyer has had the opportunity prior to bidding to make independent inspections of, and conduct due diligence on, all lots being offered; (h) there is no inspection or examination period after the auction bidding; (i) the bidder’s or buyer’s failure to be fully informed as to the attribution, authenticity, authorship, character, condition, kind, period, provenance, quality, size, or value of a lot will not be grounds for any reduction of the purchase price or rescission of the sale; (j) Neal Auction Company shall not be liable, obligated, or responsible for the presence of lead-based paint or any other environmental or other hazard of any lot; (k) Neal Auction Company shall not be liable, obligated, or responsible to the buyer as to third parties who may claims rights to or interests in any lot; (l) the buyer is buying at the buyer’s sole risk and peril; (m) Neal Auction Company shall not be liable, obligated, or responsible for any errors or omissions in any oral, written or electronic statement or description in a catalogue, website, correspondence, advertising, literature, or elsewhere. Each bidder and buyer WAIVES and RELEASES any and all claims arising out of the matters expressed above. All such waivers, releases, and limitations of liability shall apply to Neal Auction Company and its owners, officers, directors, representatives, insurers, agents, and employees. 2. Fine Art. Subject to the foregoing Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY, with respect to authorship of works of fine art, the following phrases have the following meanings: ARTIST - In our qualified opinion, we believe the work is by the artist named.

Attributed to ARTIST - In our qualified opinion, we believe the work may be ascribed to the artist named on the basis of style and period, but our opinion is less certain than in the previous category. Signed “ARTIST” - In our qualified opinion, the signature, monogram, or other indication of authorship is a signature of the artist. School of ARTIST - In our qualified opinion, the work is of the period of the artist named, by a student or a follower of the artist, but not by the artist. Manner of ARTIST - In our qualified opinion, although the work is in the style of the artist named, it is actually of a later period. After ARTIST - In our qualified opinion, the work is a copy of a known work of the artist named.

Bears signature “ARTIST” - In our qualified opinion, although the work bears the signature or monogram of the artist, the work most likely is not that of the artist. 3. Discretionary Rescission. Notwithstanding the foregoing Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY, Neal Auction Company may in its sole discretion, but shall not be obligated to, consider any reasonable request for rescission of a sale of a work of fine art on the basis of authenticity of authorship only under the following terms, conditions, and LIMITATIONS OF LIABILITY, all of which apply, and the buyer WAIVES and RELEASES any other rights, relief or remedies: A. Neal Auction Company shall not grant rescission of any lot identified by the terms “attributed to,” “signed,” “school of,” “manner of,” “after,” or “bears signature.” B. Neal Auction Company shall not grant rescission of any lot unless the buyer notifies Neal Auction Company in writing within 25 calendar days from the date of the auction, and returns the lot to Neal Auction Company in the same condition that the lot was in at the time of sale. C. Neal Auction Company shall not grant rescission regarding any lot unless the buyer presents to Neal Auction Company a written document signed by a recognized art expert acceptable to Neal Auction Company that the lot in question is a forgery. D. Neal Auction Company shall not grant rescission to any person (including but not limited to the original buyer’s heirs, legatees, assigns, transferees, or subsequent purchasers) other than the original buyer, and any rights or interests of the original buyer are not transferrable, inheritable, or assignable. E. Neal Auction Company shall not grant rescission when: (a) there is a conflict of expert opinion as to the authorship; (b) expert opinion supported authorship at the time of auction, although expert opinion may have changed afterward; and (c) scientific or other tests, examinations, investigations, research, or processes that were unavailable, expensive, or impractical at the time of the auction have revealed since that time that the author, character, condition, kind, provenance, period, quality, or value Neal Auction Company believed to be accurate at the time of sale was inaccurate. In any dispute between Neal Auction Company and the bidder or buyer regarding authorship of a work of fine art, rescission of the sale and refund of the purchase price paid shall be the buyer’s sole recourse or remedy, if

16

any is available. Neal Auction Company (and its owners, officers, directors, representatives, agents, insurers, and employees) shall not be liable, obligated, or responsible for any damages (including compensatory, general, incidental, consequential, exemplary, or special damages), non-pecuniary losses, costs, expenses, injury, mental anguish, lost profits, attorneys’ fees, or any other monetary, declaratory, equitable, or injunctive relief or remedy. The buyer WAIVES and RELEASES any and all such damages, relief, and remedies. AUCTION BIDDING AND SALE 1. The auctioneer shall have absolute discretion in determining the highest and best bid on each lot. The auctioneer may decide that any original bid is not commensurate with the value of the lot offered, or that any advance thereafter is not of sufficient amount, and the auctioneer may reject or refuse to recognize that bid or advance.

2. At the fall of the auctioneer’s hammer, the bidder acknowledged by the auctioneer, whether in person or absentee, thereupon assumes the obligation to pay for the offered lot, and shall pay the full purchase price for the lot, which shall include the hammer price, plus the buyer’s premium, and all applicable taxes, charges, and costs. 3. Title to the offered lot shall pass to the bidder acknowledged by the auctioneer upon payment of the full purchase price for the lot, which shall include the hammer price, plus the buyer’s premium, and all applicable taxes, charges, and costs. The buyer thereupon assumes full risk, obligation, and responsibility for the lot. 4. At any time before the sale of a lot, Neal Auction Company reserves the right to withdraw the lot or any part of the lot, to combine lots, or to separate items within a lot. 5.

No lots will be released before the end of the auction.

6. If the buyer fails to comply with any of these Conditions of Sale, Neal Auction Company reserves the right to (a) hold such defaulting buyer liable, obligated, and responsible for the total amount due and to commence legal proceedings to recover the entire amount along with interest, reasonable attorneys’ fees, expenses, and costs; (b) charge outstanding amounts to the buyer’s credit card; (c) apply any payments to outstanding amounts chosen by Neal Auction Company notwithstanding the instructions of the buyer; (d) cancel the sale, retaining as liquidated damages any payment made by the buyer; (e) resell the lot without reserve at public auction, online-only auction, or privately on seven calendar days’ notice to the buyer; (f) enforce specific performance of the sale; (g) require a deposit in future auctions; (h) exclude the buyer from future auctions or bidding on particular lots; (i) exercise the rights and remedies of a person holding security and/or privilege over property in Neal Auction Company’s possession, whether by pledge, security interest or any other mechanism, to the full extent allowed under Louisiana law, and Neal Auction Company may hold the property of the buyer as collateral security for the buyer’s obligations; (j) and/or take such other actions allowed by law in Neal Auction Company’s sole discretion. If Neal Auction Company resells the lot, the defaulting buyer shall be liable, obligated, and responsible for the payment of any deficiency in the purchase price and any damages, including but not limited to all costs and expenses of both sales, such as, by way of example only, storage, handling, insurance, repairs, illustrations, consultations, examinations, moving, shipping, promotions, advertising, reasonable attorneys’ fees, commissions, and incidental damages.

7. Virtually all lots offered have been subject to use over a considerable period of time. No mention of cracks, scratches, chips, tears, breaks, weaknesses, or any damages or wear will be included in oral, written, or electronic statements or descriptions in the catalogue, website, correspondence, advertising, or literature. Condition reports may be provided upon request, but condition reports may not mention all cracks, scratches, chips, defects, hazards, tears, breaks, weaknesses, or other damages or wear. Neal Auction Company makes no representations or warranties as to the accuracy or completeness of any information or description in a condition report or elsewhere, whether oral, written, electronic, or online. Neal Auction Company reserves the right to decline to provide a condition report for any specific lot, at its sole discretion. 8. Neither high nor low estimates in a catalogue, website, advertising, correspondence, literature, or elsewhere should be relied on as a representation, prediction, appraisal, guarantee, or warranty that a particular lot will sell for a particular price or that a particular lot has a particular value.

9. Neal Auction Company has absolute discretion to admit a bidder to the auction premises, to expel a bidder from the auction premises, or to refuse a bidder from participating in the auction. 10. Neal Auction Company and its auctioneers shall not be liable, obligated, or responsible for failure to recognize or execute any bids for any reason whatsoever, or for no reason. Bidders and buyers WAIVE and RELEASE any rights to damages, and equitable, declaratory, and injunctive relief arising out of the failure or rejection of any bid, or any errors or omissions relating to the bidding process. 11.

Interfering with the auction in any way is prohibited.

13.

Canvassing or solicitating on the auction premises is prohibited.

12. Bid rigging is strictly prohibited. Any agreement, understanding, or arrangement not to bid against another or otherwise to dampen the bidding is unlawful. The auctioneer reserves the right to bid on behalf of the consignor for the protection of the consignor if this illegal activity by two or more bidders is detected, disclosed, alleged, or suspected. 14. The auctioneer has the sole discretion as to the increments of bidding, the recognition of any bid, the acceptance of the final bid, and resolving any disputes among bidders.

15. Neal Auction Company represents the consignors only and is not acting as agent or representative of bidders or buyers. The payment of the buyer’s premium by the buyer does not indicate a dual agency relationship. Neal Auction Company is to be paid a fee or commission by the consignor pursuant to a separate written agreement between the consignor and Neal Auction Company. The consignor is the seller of the lot sold. Neal Auction Company is the consignment agent or representative, not the seller. 16. The successful bidder is obligated to pay the purchase price in full unless Neal Auction Company has consented in writing at the time of the bidder’s registration that the bidder is acting as an agent on behalf of an identified person and that said principal is obligated to pay the purchase price in full. Neal Auction Company reserves the right to require an advance deposit for such bids.

17. Prior to placing any bid, all bidders must complete a standard Neal Auction Company Registration Form in use at the time of the auction. 18.

Dealers must provide Neal Auction Company with proper documentation prior to bidding.

20.

Bids are required to be made in U.S. dollars.

19.

First time bidders are required to produce a valid state-issued identification card or passport.

21. Neal Auction Company may require a bidder or buyer at any time to produce financial, banking, or trade references and information.

22. All bidders are required to provide credit card information (such as but not limited to the type of card, card number, name as it appears on the card, billing zip code, expiration date, and security code).

23. All bidders are required to select, and notify Neal Auction Company of, a method of payment (cash, check, wire, or credit card) in writing at the time of registration. 24. Neal Auction Company reserves the right to describe or to make photographic, video, or audio recordings of the auction, or any part thereof, and to publish such descriptions, photographs and/or recordings.


25. Lots may be offered subject to a reserve, which is the confidential minimum hammer price below which the lot will not be sold, for the protection of the consignor. Such reserve will not exceed the low estimate for the lot. The auctioneer may open the bidding on any lot by placing a bid on behalf of the consignor, auctioneer, or an absentee bidder that is below the reserve. The auctioneer may continue to bid on behalf of the consignor, auctioneer, or absentee bidder up to the amount of the reserve, by placing consecutive bids or by bidding in response to other bidders. Neal Auction Company may sell a lot at a hammer price below the reserve at its discretion, subject to its agreement with the consignor. ABSENTEE/TELEPHONE/ONLINE BIDS 1. All absentee bids and/or telephone bids must be received by Neal Auction Company by 5 p.m. Central Time the Thursday prior to the auction. 2. All arrangements for bidding should be made as early as possible. Telephone bidding will be taken at the discretion of Neal Auction Company. Each lot must have a minimum low estimate of $500 for telephone bidding. Absentee bids are accepted for any lots regardless of estimate, at the discretion of Neal Auction Company.

3. Neal Auction Company intends to endeavor to protect the confidentiality of absentee/telephone bids. In the event that the identity of absentee/telephone bidders or buyers or of the amounts of absentee/ telephone bids is disclosed, Neal Auction Company shall not be liable, obligated, or responsible for such disclosure, and each bidder and buyer WAIVES and RELEASES Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) from any claims arising out of such disclosure. 4. Neal Auction Company reserves the right, in its sole discretion, to require that any advance bids be accompanied by a security deposit.

5. Neal Auction Company shall not be liable, obligated, or responsible for any failure, design flaw, error, act, omission, or negligence of third party sites or their agents. Bidders WAIVE and RELEASE any rights to damages and equitable, declaratory, and injunctive relief and remedies arising therefrom.

HANDLING AND STORAGE

Unless other arrangements are made and confirmed in writing by Neal Auction Company, all lots must be removed within 15 calendar days of the auction. On the first business day following that time period, any lots remaining in the Neal Auction Company gallery may be turned over to a storage facility, at Neal Auction Company’s discretion. The buyer will be responsible for all handling and storage charges. Handling charges shall be a minimum of $50 per lot. Storage costs shall be a minimum charge of $50 per month per lot. Storage charges accrue monthly and must be paid in full before any lots purchased by the buyer are released. At its discretion, Neal Auction Company may charge the full amount of any storage and handling charges, on a periodic basis, on the buyer’s credit card, including interest at the rate of one and one-half percent per month.

All purchased lots will be handled and stored at the buyer’s sole risk and peril. Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated, or responsible for handling or storage, or for any damage to or loss of, any lot after the sale. The buyer WAIVES and RELEASES all such claims against Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees). INTELLECTUAL PROPERTY RIGHTS

Neal Auction Company retains the copyright and other intellectual property rights to all photographs, video, illustrations, text, and other works in its catalogue, website, advertising, correspondence, literature, and elsewhere. Such photographs, video, illustrations, text, and other works may not be used, copied, published, exhibited, revised, or displayed without the prior written permission of Neal Auction Company. Neal Auction Company and the consignor make no representation or warranty that the buyer of a lot will acquire any copyright or other intellectual property right or interest in the lot. IMPORT/EXPORT

9. Neal Auction Company reserves the right to record any telephone bidding or conversation relating to said bidding, or any part thereof, and to publish said recordings. By participating in telephone bidding, the bidder consents to such recording and publication, notwithstanding the laws or regulations of the state or jurisdiction of the bidder.

Lots made of or incorporating endangered or protected wildlife materials, irrespective of age or amount of material, may require a license or certificate authorizing export from the United States as well as relevant authorizations from the country of import. It is the responsibility of the bidder or buyer to determine and be satisfied that the requirements of any applicable laws and regulations applying to the transportation, whether international or interstate, can be met before bidding. The inability of a buyer to transport lots containing endangered or protected wildlife material is not a basis for cancellation or rescission of the sale or discount of the purchase price. Although licenses may be obtainable to export certain types of endangered species, some types may not be exported at all, and other types may not be resold in certain states in the United States. Neal Auction Company cannot assist the bidder or buyer in attempting to obtain the appropriate licenses and/or certificates, and bidders and buyers can be given no assurance that an export license or certificate can be obtained. Each bidder should verify with an attorney or qualified shipping company if uncertain as to whether a lot is subject to export/import license and certificate requirements and any other restrictions or prohibitions on the interstate transportation or exportation from the United States. Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated, or responsible for any oral, written, or electronic advice given or representations made by it or by any shipping company, legal counsel, or other person. Buyers WAIVE and RELEASE any and all claims against Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) relating to such advice and representations.

PAYMENT

MANDATORY AND EXCLUSIVE FORUM SELECTION; CHOICE OF LAW

6. Prior to placing any absentee, telephone, or online bid, all bidders are required to complete the applicable Registration Form prior to such bidding.

7. In the event of ambiguity, uncertainty, or discrepancy, the lot number and not the lot description on any bid will be deemed to be the lot on which the bid is made. 8. If more than one absentee bid on a particular lot is received with the same maximum bid amount, and that bid amount is the highest and best bid for the lot, the lot will be sold to the bidder whose absentee bid was accepted first by Neal Auction Company after receiving it. If a bid placed on a lot by a bidder who is physically present at the auction is identical to an absentee bid for the lot and is the highest and best bid for the lot, the lot will be sold to the person who is physically present at the auction. If a bid placed on a lot by a bidder who is present at the auction (in person or by telephone) is identical to an absentee bid for the lot and is the highest and best bid for the lot, the lot will be sold to the person who is present at the auction (in person or by telephone).

1. The successful bidder (except a successful online bidder) shall pay a buyer’s premium in the amount of 25% of the hammer price on each lot up to and including $200,000, plus 15% of the hammer price greater than $200,000. For payments made by cash, check, or wire transfer (except by online bidders) within 15 calendar days of the auction, the buyer’s premium will be discounted to 22%. 2. The successful online bidder shall pay a buyer’s premium in the amount of 28% of the hammer price on each lot. A discount for payments made by cash, check, or wire transfer is not available for purchases made by online bidders. 3.

In the event of any dispute, the Neal Auction Company sale record is conclusive.

4. Unless exempt by law, the buyer will be required to pay Louisiana and local taxes, and, if applicable, any federal luxury or other tax, on the total purchase price. 5. Documentation of tax exemption must be provided upon registration. Billing name and address of a bidder must agree with that on the sales tax exemption certificate. 6. Payment in full of the purchase price must be made by the successful bidder in U.S. Dollars within 15 calendar days of the auction. Interest charges of one and one-half percent per month shall apply to invoices paid after this period expires. Neal Auction Company reserves the right to require payment in full of the purchase price immediately following declaration of the successful bidder. 7. Payment for all jewelry purchases must be made by cash, check or wire transfer.

8. VISA, MasterCard, Discover, and American Express are accepted for payment of invoices (except jewelry) up to $25,000 per buyer. 9. Checks must be drawn on a U.S. bank. All lots shall be held by Neal Auction Company until the check clears.

10. The buyer’s signature on a registration form (or other writing with the buyer’s credit card number) gives Neal Auction Company permission to charge the buyer’s credit card the full amount of the buyer’s invoice if full payment is not received within 15 calendar days of the auction or, in Neal Auction Company’s discretion, to charge the buyer’s credit card later, with interest at the rate of one and one-half percent per month. PACKING, MOVING, SHIPPING, AND DELIVERY

Neal Auction Company may furnish information on packers, movers, or shippers for bidders or buyers making packing, moving, shipping, and delivery arrangements, but Neal Auction Company shall not be liable, obligated, or responsible therefore, and buyers retain packers, movers, and shippers at their own risk and peril. Shipping, moving, packing, and delivery arrangements and agreements are strictly between the buyer and the shipper, mover, or packer. Neal Auction Company shall not be liable, obligated, or responsible for any damage to property, including vehicles, or for any personal injuries of buyer or any third parties involved in packing, moving, shipping, or delivery. Buyers WAIVE and RELEASE Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) from any and all claims relating to packing, moving, shipping, and delivery of purchased lots, and any damage or injuries to persons or property arising therefrom.

Any action of any nature brought by a bidder or buyer against Neal Auction Company (and/or its owners, directors, officers, representatives, insurers, and/or employees) and/or the consignor of any lot in any court, whether federal or state, shall be brought exclusively in Orleans Parish, Louisiana. Every bidder and buyer agrees to submit to jurisdiction and venue in federal or state court in Orleans Parish, Louisiana, waives all objections or challenges to such jurisdiction or venue, and waives any rights to jurisdiction or venue in any other forum. Any dispute between the bidder or buyer and Neal Auction Company (and/or its owners, directors, officers, representatives, insurers, and/or employees) and/or the consignor of any lot shall be governed by the law of the State of Louisiana, notwithstanding any conflicts of laws principles. MISCELLANEOUS LEGAL PROVISIONS

If any part of these Conditions of Sale is held to be invalid, null, or unenforceable, that part shall be reformed so as to implement the intent of the parties as expressed herein, and any such holding shall not affect the remaining provisions of these Conditions of Sale, which shall remain in full force and effect, subject to reformation to implement the intent of the parties as expressed herein. The paragraph headings contained herein are for convenience of reference only and shall not affect the meaning or interpretation of these Conditions of Sale. All prior and contemporaneous representations, communications, and agreements, if any, between the bidder or buyer and Neal Auction Company (and any of its owners, officers, directors, representatives, insurers, agents, and employees) relating to any of the lots offered for sale or to the auction or sale are hereby superseded and merged into these Conditions of Sale, which are the entire and only contract between the bidder or buyer and Neal Auction Company relating to the subject matter herein. Any modifications, amendments, or waivers of these Conditions of Sale must be made in a writing signed by both Neal Auction Company and the bidder or buyer. In the event of any disputes arising out of the auction or sale of lots or these Conditions of Sale, Neal Auction Company (and its owners, officers, directors, representatives, insurers, agents, and employees) shall not be liable, obligated or responsible for any general, special, exemplary, incidental, or consequential damages (including but not limited to lost profits and attorneys’ fees). Every bidder and buyer WAIVES and RELEASES any rights to such damages. This LIMITATION OF LIABILITY does not, and is not intended to, enlarge or expand any rights or interests of a bidder or buyer that are restricted or limited elsewhere in these Conditions of Sale (including but not limited to the WARRANTY WAIVERS and LIABILITY LIMITATIONS set forth herein). These Conditions of Sale constitute a binding legal contract between Neal Auction Company and each bidder or buyer. Each bidder and buyer acknowledges having read and understood these Conditions of Sale, WAIVERS OF WARRANTY, and LIMITATIONS OF LIABILITY. All bidders and buyers further acknowledge that they enter into these Conditions of Sale of their own free will, with full authority, and under no duress or coercion.

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